Research Handbook on Securities Regulation in the United States

Hard cover. Pages: 576. 576 p. Research Handbooks in Financial Law Series . Intended for college/higher education audience. This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process Dodd-Frank the principal securities statutes and the regulators and market participants involved. In addition to a general summary of the topic this volume provides detailed explanations of the process for registering securities exemptions from registration secondary distributions and the underwriting process.Scholars and students of financial law banking and regulatory law will find this book a useful resource as will attorneys compliance professionals risk-mitigation professionals and corporate leaders. Contributors: B. Black L.A. Blau R.C. Campos P. Evans J. Fanto J. Gabilondo Z.J. Gubler T.L. Hazen W.A. Kaal A.B. Laby M. Liston J. MacLeod Heminway M.Q. Paz