Guide for AML Auditors - Foreign Corrupt Practices ACT

This book is a must for all AML/KYC audit and compliance staff whose responsibilities include compliance with the Foreign Corrupt Practices Act (FCPA)! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how FCPA and financial services function can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh s AML books for auditors also address the complex world of money-laundering related AML/KYC regulatory issues and concerns AML/KYC acronyms and technical glossary and a list of currently known terrorist groups. The topics described in this book include a review of the Foreign Corrupt Practices Act Know Your Customer (KYC) compliance due-diligence research Suspicious Activity Reports (SARs) politically exposed persons (PEPs) and more. The material contained in Mr. Walsh s books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world the Federal Bureau of Investigation the Federal Reserve Bank of New York and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing investigations compliance assessments remediations and related AML/KYC technical training. He resides in New York and may be reached by email at: walsh516@aol.com.